Search Result

441 - 460 of 1023 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose