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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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