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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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