Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…

PR App 3.1

As Published: 2005

PR App 3.1

…

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

…

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.7 The territorial application of MiFID

PERG 5.1 Application and purpose

FEES 5.4 Information requirement

SUP 16.1 Application

SUP 16.9 Appointed representatives annual report

COND 2.3 Threshold condition 3: Close links

BIPRU 7.9 Use of a CAD 1 model

SYSC 20.2 Reverse stress testing requirements

SUP 3.3 Appointment of auditors

DISP 1.9 Complaints record rule

DISP App 3.10 Application: evidential provisions

COBS 4.12 Unregulated collective investment schemes

COBS 16.4 Statements of client designated investments or client money

COBS 9.3 Guidance on assessing suitability

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 8.4 Investment and borrowing powers

PR App 3.1

RCB 3.3 Asset pool notifications

RCB 2.2 Applying for registration

FIT 1.3 Assessing fitness and propriety