Search Result

341 - 360 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?