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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications