Search Result

221 - 240 of 1074 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings