Search Result

181 - 200 of 744 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

REC 3.23 Default

As Published: 2011

REC 3.23 Default

…

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

…

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

…

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

…

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

…

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…