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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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LR 5.4 Restoring listing

SUP 2.4 'Mystery shopping'

LR 13.2 Approval of circulars

GENPRU 1.3 Valuation

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

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MCOB 9.9 Disclosure after sale: home reversion plans

COBS 5.2 E-Commerce

MCOB 5.4 Mortgage illustrations: general

PERG 15.5 Negative scope/exclusions

SYSC 13.7 Processes and systems

CASS 5.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading