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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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