Search Result

381 - 400 of 954 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties