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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation