Search Result

121 - 140 of 1113 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?