Search Result

341 - 360 of 656 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs