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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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