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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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