Search Result

601 - 620 of 989 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies