Search Result

41 - 60 of 320 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications