Search Result

561 - 580 of 1157 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions