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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars