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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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