Search Result

901 - 920 of 985 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

REC 3.23 Default

As Published: 2011

REC 3.23 Default

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

LR 12.1 Application

As Published: 2005

LR 12.1 Application

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories