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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

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