Search Result

801 - 820 of 1045 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

…

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

…

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

…

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

…

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

…

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

…

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

…

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

…

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

…

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

…