Search Result

741 - 760 of 1040 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

TC App 5.1

As Published: 2010

TC App 5.1

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?