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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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