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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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