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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

…

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

…

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

…

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

…

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

…

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

…

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