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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce