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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order