Search Result

561 - 580 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA