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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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