Search Result

541 - 560 of 915 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application