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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PR App 1.1

As Published: 2005

PR App 1.1

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction