Search Result

461 - 480 of 962 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return