Search Result

441 - 460 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures