Search Result

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.18 Financial promotions concerning the Lloyd’s market

DTR 6.2 Filing information and use of language

PR 1.1 Preliminary

REC 2.2 Method of satisfying the recognition requirements

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

COLL 6.11 Risk control and internal reporting

BIPRU 8.5 Basis of consolidation

PR 4.1 Use of languages

SUP 14.3 Changes to cross border services

SUP 13.5 Notices of intention

REC 3.15 Suspension of services and inability to operate facilities

COBS 10.5 Assessing appropriateness: guidance

MCOB 2.6 Exclusion of liability

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

MCOB 6.4 Mortgages: content of the offer document

SUP 15.8 Notification in respect of particular products and services

COBS 4.12 Unregulated collective investment schemes

COBS 4.9 Financial promotions with an overseas element

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading