Search Result

381 - 400 of 1052 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements