Search Result

361 - 380 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS