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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure