Search Result

261 - 280 of 1036 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives