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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information