Search Result

241 - 260 of 795 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COND 1.3 General

As Published: 2001

COND 1.3 General

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PR App 3.1

As Published: 2005

PR App 3.1

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element