Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

…

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 14.1 Interpretation

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

SYSC 3.2 Areas covered by systems and controls

LR 9.2 Requirements with continuing application

CASS 8.1 Application

PERG 13.2 General

COBS 19.3 Product disclosure to members of occupational pension schemes

MCOB 9.9 Disclosure after sale: home reversion plans

BIPRU 3.2 The central principles of the standardised approach to credit risk

MCOB 7.5 Mortgages: statements

ICOBS 7.2 Effects of cancellation

SUP 6.3 Applications for variation of permission

SYSC 9.1 General rules on record-keeping

ICOBS 3.2 E-Commerce

COBS 16.5 Quotations for surrender values

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

ICOBS 4.4 Commission disclosure for commercial customers

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

MIPRU 4.2 Capital resources requirements