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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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