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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC