Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 6.7 Payment of levies

SUP 2.4 'Mystery shopping'

COND 2.2 Threshold condition 2: Location of offices

COBS 12.4 Research recommendations: required disclosures

COBS 10.4 Assessing appropriateness: when it need not be done

PERG 2.6 Specified investments: a broad outline

PERG 5.12 Link between activities and the United Kingdom

TC 2.1 Assessing and maintaining competence

COBS 14.1 Interpretation

CASS 1.2 General application: who? what?

COLL 6.1 Introduction and Application

PERG 4.12 Appointed representatives

COND 2.5 Threshold condition 5: Suitability

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order