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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

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PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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