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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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