Search Result

441 - 460 of 1077 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition